FINRA: Financial Industry Regulatory Authority |
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FINRA Series Exams |
FINRA |
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Important Notice:
Scheduling and registration systems will be unavailable during the following time:
Sunday, May 20 8:00 am to 3:00 pm.
Candidates will be unable to schedule, reschedule or cancel exams during this time.
Affected candidates are encouraged to try again after 3:00 pm, Sunday, when normal scheduling and registration functionality is expected to resume.
New Prometric Testing Center Security Procedure: Effective March 1, 2012, all FINRA testing and continuing education candidates who test at a Prometric center will be scanned with a metal detector wand prior to each entry into a test room. The scanning is intended to ensure that prohibited electronic devices are not brought into the test room. For complete details, please see Prometric's Test Center Regulations and Prometric's Metal Detector Information Sheet.
On January 2, 2012, a redesigned version of the S201 Regulatory Element Program becomes effective in an effort to improve and keep the Continuing Education Program current and relevant. Individuals who schedule a S201 CE session for administration on or after January 2, 2012, will take the redesigned program.
Please be sure to review the related content outline for your applicable Regulatory Element Program, the animated orientation, and a brief sample case to help familiarize you with the material that may be covered. These resources, as well as general information about the programs, are available at www.finra.org/ce/training.
Individuals who reschedule or cancel a FINRA qualification examination or Regulatory Element Continuing Education (Regulatory Element) session three to 10 business days prior to their scheduled appointment will be subject to a new cancellation and reschedule policy.
Learn more about the registration process for FINRA exams and the Securities Industry's Regulatory Element requirements for continuing education.
We will bring the test center to your office. Continuing Education exams delivered one-on-one, while you sit at your own desk. All scheduling and registration completed by Prometric and FINRA. Click here for more information on Red Carpet Testing.
Prometric offers an advanced Group Reservations system. You can reserve your desired testing date and location several weeks or months in advance for multiple candidates. To send us an email to request additional information click here.
Have access to the Group Reservation system (ezSeat)? Please click here to log in.
